401(k) Advisors
120 Vantis, Suite 400
Aliso Viejo, CA 92656
949.460.9898 / 800.959.0071
949.460.9893 fax
404(a) / 404(c) Guidance
Since the enactment of ERISA (The Employee Retirement Income Security Act of 1974) there have been more than one dozen major pieces of legislation impacting the design and operation of retirement plans. And with recent legislation such as EGTRRA and Sarbanes-Oxley, the complexity of 401(k) plans has never been greater.
401(k) Advisors’ compliance resources and consulting expertise helps to protect plan fiduciaries and executives from financial loss due to DOL and IRS penalties, as well as ERISA and employee civil litigation.
Compliance Checklist
Investment Policy Statement
Investment Due Diligence Process and Sample Documentation
404(c) Policy Statement and Notice
Custom Fee Disclosures
404(c) Guide BookSM
404(a) Monitoring
Customized Online Report Access
Securities offered through Financial Telesis, Inc.
Investment Advisory Services offered through 401(k) Advisors, Inc.
Financial Telesis, Inc. is not an affiliate of 401(k) Advisors
