This site is only intended for clients and interested investors residing in states and countries in which 401(k) Advisors is qualified to conduct investment advisory services.

401(k) Advisors is an SEC registered investment adviser located in Laguna Hills, CA. 401(k) Advisors may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, 401(k) Advisor’s website is limited to the dissemination of general information pertaining to its investment advisory services.

Please contact 401(k) Advisors at (949) 460-9898 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, 401(k) Advisors does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a 401(k) Advisors representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.

A broker-dealer, investment adviser, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications and requirements of that state, or only if they are excluded or exempt from the state's broker-dealer, investment adviser, or BD agent or IA rep requirements, as the case may be. Follow-up or individualized responses to consumers in a particular state by a broker-dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker-dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.

For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, BD agent or IA rep, a consumer should contact his or her stated securities law administrator.